Thrivent Investment Management, Inc.
Tracy Lee serves as a Paralegal for Thrivent Investment Management Inc. In this role, she manages regulatory registration amendments and provides legal guidance to support areas of advice, brokerage, financial planning services, and managed accounts programs, under the direction of Counsel. Through this work, Tracy partners with others across the organization to help align and develop efficient operational processes, as needed. Tracy is also a member of Thrivent's Pro Bono Committee.
Prior to joining Thrivent Investment Management Inc., Tracy spent 11 years in various roles at Ameriprise Financial Services, Inc. Her roles included leading and managing regulatory exams and inquiries while assessing and addressing regulatory risks within service and operations. Tracy was also a member of the Enterprise Fraud and Misappropriation Risk Assessment Committee at Ameriprise.
Tracy has a degree in Paralegal Studies from Lake Superior College and is currently studying Criminal Justice at Concordia University of St. Paul. Tracy resides in North St. Paul, MN with her son, Bishop and daughter, Kayla.